PRIVACY NOTICE REGARDING CLIENT PRIVACY
AS REQUIRED BY REGULATION S-P & REGULATION S-AM

Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Ariadne Wealth Management, LP.

In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including:

Information we receive from you on account applications, such as your address, date of birth, phone number, Social Security Number, occupation, financial goals, assets, and income;
Information about your transactions with us, our affiliates, or others; and
Information received from credit or service bureaus or other third parties, such as your credit history or employment status.

We may only disclose information that we collect in accordance with this policy. Ariadne Wealth Management, LP does not sell customer lists and will not sell your name to telemarketers.

We will not disclose information regarding you or your account at Ariadne Wealth Management, LP, except under the following circumstances:

To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company, or insurance company;
To consumer reporting agencies,
To third parties who perform services or marketing on our behalf;
To your attorney, trustee or anyone else who represents you in a fiduciary capacity;
To our attorneys, accountants or auditors; and
To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.

Information may be used among companies that perform support services for us, such as data processors, technical systems consultants and programmers, or companies that help us market products and services to you for a number of purposes, such as:

To protect your accounts from unauthorized access or identity theft;
To process your requests such as securities purchases and sales;
To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you and/or Ariadne Wealth Management, LP;
To service your accounts, such as by issuing checks and account statements;
To comply with Federal, State, and Self-Regulatory Organization requirements;
To keep you informed about financial services of interest to you.

Under Regulation S-AM, a registered investment adviser is prohibited from using eligibility information that it receives from an affiliate to make a marketing solicitation unless: (1) the potential marketing use of that information has been clearly, conspicuously and concisely disclosed to the consumer; (2) the consumer has been provided a reasonable opportunity and a simple method to opt out of receiving the marketing solicitations; and (3) the consumer has not opted out. Ariadne Wealth Management, LP does not receive information regarding marketing eligibility from affiliates to make solicitations.

Regulation S-ID requires our firm to have an Identity Theft Protection Program (ITPP) that controls reasonably foreseeable risks to customers or to the safety and soundness of our firm from identity theft. We have developed an ITPP to adequately identify and detect potential red-flags to prevent and mitigate identity theft.

We restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information.

SMS Communications

This section describes how Ariadne Wealth Management, LP collects, uses, and protects information in connection with SMS (text message) communications

1. Collection of SMS-Related Information

When you opt in to receive SMS communications from us, we collect and store:
– Your mobile phone number
– Your opt-in date and time
– The consent language you agreed to
– Records of SMS messages sent to you, including appointment reminders, document follow-ups, and portfolio review notifications

2. How We Use SMS Communications

We use SMS communications solely for:
– Sending appointment confirmations and reminders for scheduled meetings with your advisor
– Delivering follow-up messages related to documents, financial plans, or investment portfolios you have discussed with us
– Providing notifications regarding portfolio reviews, statements, or account updates
– Responding to your direct SMS queries — for example, if you text us asking for clarification on a document or to confirm an appointment.

IMPORTANT: Ariadne Wealth Management, LP does NOT use SMS for marketing, promotional, or sales solicitations. All SMS communications are transactional and service-related.

3. Your Consent and Opt-Out Rights

SMS communications are entirely voluntary. You may opt in to receive SMS messages by:
– Providing your mobile phone number to an Ariadne Wealth Management advisor or staff member;
– Completing a client onboarding form that includes an explicit SMS consent checkbox; or
– Sending a text message to us with explicit consent language (as documented by our team).
Once you opt in, you may opt out at any time by:
– Replying STOP to any SMS message you receive from us;
– Calling us at (805) 456-4920; or
– Emailing us at info@ariadnewealth.com.

When you opt out, you will receive a confirmation text: “You have been unsubscribed from Ariadne Wealth Management SMS messages. No further messages will be sent. Reply START to re-subscribe.”

4. Mobile Opt-In Information Will NOT Be Shared for Marketing

Ariadne Wealth Management, LP will NOT share your mobile phone number or SMS opt-in information with third parties for marketing purposes. Your mobile contact information provided for SMS communications will be used solely by Ariadne Wealth Management, LP and our service providers (including Microsoft Teams for SMS delivery) to send you the service-related communications described in this policy.

We do not sell, rent, or trade your mobile phone number to any third party for any purpose, including marketing or promotional activities.

5. Message Frequency and Data Rates

The frequency of SMS messages varies based on your account activity and the services you request. Message and data rates may apply. Standard message and data rates are determined by your mobile carrier.

For HELP with SMS communications, reply HELP or contact us at (805) 456-4920.

6. Security of SMS Information

We maintain physical, electroniand procedural security measures to safeguard your SMS-related information, consistent with our overall Identity Theft Protection Program (ITPP) required by Regulation S-ID. Our SMS communications are transmitted through secure, encrypted channels via Microsoft Teams.

Federal privacy laws give you the right to restrict some sharing of your personal financial information. These laws balance your right to privacy with Ariadne Wealth Management, LP’s need to provide information for normal business purposes. You have the right to opt out of some information sharing with companies that are (1) Part of the same corporate group as your financial company (or affiliates); or (2) Not part of the same corporate group as your financial company (or non-affiliates). Choosing to restrict the sharing of our personal financial information will not apply to (1) Information about you to firms that help promote and market the company’s own products or products offered under a joint agreement between two financial companies; (2) Records of your transactions–such as your loan payments, credit card or debit card purchases, and checking and savings account statements–to firms that provide data processing and mailing services for your company; (3) Information about you in response to a court order; and (4) Your payment history on loans and credit cards to credit bureaus. If you opt out, you limit the extent to which Ariadne Wealth Management, LP can provide your personal financial information to non-affiliates.

If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.

Please direct complaints to: Gene Dongieux at Ariadne Wealth Management, LP, 1255 Coast Village Road, Suite 210A, Santa Barbara, CA 93108; (805) 456-4920

If we make any substantial changes in the way we use or disseminate confidential information, we will notify you. If you have any questions concerning this Privacy Policy, please contact us at: Ariadne Wealth Management, LP, 1255 Coast Village Road, Suite 210A, Santa Barbara, CA 93108; (805) 456-4920.

PRIVACY NOTICE REGARDING CLIENT PRIVACYAS REQUIRED BY REGULATION S-P & REGULATION S-AM

SMS Communications

PRIVACY NOTICE REGARDING CLIENT PRIVACY
AS REQUIRED BY REGULATION S-P & REGULATION S-AM